,QWURGXFWLRQ,PSRUWDQW8VDJH,QVWUXFWLRQV,PSRUWDQW:DUQLQJ:$51,1*725('8&(7+(5,6.2)),5(25(/(&75,&6+2&.'2127(;326(7+,6352'8&7725$,12502,6785(:$51,1*725('8&(7+(5,6.2)(/(&75,&6+2&.$1'725('8&($112<,1*,17(5)(5(1&(86(7+(5(&200(1'('$&&(6625,(621/<&23<5,*+7:$51,1*8QDXWKRUL]HGUHFRUGLQJRIFRS\ULJKWHGPDWHULDOVPD\LQIULQJHRQWKHULJKWVRIFRS\ULJKWRZQHUVDQGEHFRQWUDU\WRFRS\ULJKWODZV'LJLWDO9LGHR&DPFRUGHU23785$23785$V\VWHPV7KLVGHYLFHFRPSOLHVZLWK3DUWRIWKH)&&5XOHV2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZRFRQGLWLRQV 7KLVGHYLFHPD\QRWFDXVHKDUPIXOLQWHUIHUHQFHDQG WKLVGHYLFHPXVWDFFHSWDQ\LQWHUIHUHQFHUHFHLYHGLQFOXGLQJLQWHUIHUHQFHWKDWPD\FDXVHXQGHVLUHGRSHUDWLRQ1RWH7KLVHTXLSPHQWKDVEHHQWHVWHGDQGIRXQGWRFRPSO\ZLWKWKHOLPLWVIRUFODVV%GLJLWDOGHYLFHSXUVXDQWWR3DUWRIWKH)&&5XOHV7KHVHOLPLWVDUHGHVLJQHGWRSURYLGHUHDVRQDEOHSURWHFWLRQDJDLQVWKDUPIXOLQWHUIHUHQFHLQDUHVLGHQWLDOLQVWDOODWLRQ7KLVHTXLSPHQWJHQHUDWHVXVHVDQGFDQUDGLDWHUDGLRIUHTXHQF\HQHUJ\DQGLIQRWLQVWDOOHGDQGXVHLQDFFRUGDQFHZLWKWKHLQVWUXFWLRQVPD\FDXVHKDUPIXOLQWHUIHUHQFHWRUDGLRFRPPXQLFDWLRQV+RZHYHUWKHUHLVQRJXDUDQWHHWKDWLQWHUIHUHQFHZLOOQRWRFFXULQDSDUWLFXODULQVWDOODWLRQ,IWKLVHTXLSPHQWGRHVFDXVHKDUPIXOLQWHUIHUHQFHWRUDGLRRUWHOHYLVLRQUHFHSWLRQZKLFKFDQEHGHWHUPLQHGE\WXUQLQJWKHHTXLSPHQWRIIDQGRQWKHXVHULVHQFRXUDJHGWRWU\WRFRUUHFWWKHLQWHUIHUHQFHE\RQHRUPRUHRIWKHIROORZLQJPHDVXUHV 5HRULHQWRUUHORFDWHWKHUHFHLYLQJDQWHQQD ,QFUHDVHWKHVHSDUDWLRQEHWZHHQWKHHTXLSPHQWDQGUHFHLYHU &RQQHFWWKHHTXLSPHQWLQWRDQRXWOHWRQDFLUFXLWGLIIHUHQWIURPWKDWWRZKLFKWKHUHFHLYHULVFRQQHFWHG &RQVXOWWKHGHDOHURUDQH[SHULHQFHGUDGLR79WHFKQLFLDQIRUKHOS8VHRIVKLHOGHGFDEOHLVUHTXLUHGWRFRPSO\ZLWKFODVV%OLPLWVLQ6XESDUW%RI3DUWRI)&&5XOHV'RQRWPDNHDQ\FKDQJHVRUPRGLILFDWLRQVWRWKHHTXLSPHQWXQOHVVRWKHUZLVHVSHFLILHGLQWKHPDQXDO,IVXFKFKDQJHVRUPRGLILFDWLRQVVKRXOGEHPDGH\RXFRXOGEHUHTXLUHGWRVWRSRSHUDWLRQRIWKHHTXLSPHQW&DQRQ86$,QF2QH&DQRQ3OD]D/DNH6XFFHVV1<86$7HO1R &$87,217235(9(17(/(&75,&6+2&.0$7&+:,'(%/$'(2)3/8*72:,'(6/27)8//<,16(57&$87,21725('8&(7+(5,6.2)(/(&75,&6+2&.'21275(029(&29(5 25%$&. 1286(56(59,&($%/(3$576,16,'(5()(56(59,&,1*7248$/,),('6(59,&(3(56211(/&$87,215,6.2)(/(&75,&6+2&.'212723(17KHOLJKWQLQJIODVKZLWKDUURZKHDGV\PEROZLWKLQDQHTXLODWHUDOWULDQJOHLVLQWHQGHGWRDOHUWWKHXVHUWRWKHSUHVHQFHRIXQLQVXODWHG³GDQJHURXVYROWDJH´ZLWKLQWKHSURGXFW¶VHQFORVXUHWKDWPD\EHRIVXIILFLHQWPDJQLWXGHWRFRQVWLWXWHDULVNRIHOHFWULFVKRFNWRSHUVRQV7KHH[FODPDWLRQSRLQWZLWKLQDQHTXLODWHUDOWULDQJOHLVLQWHQGHGWRDOHUWWKHXVHUWRWKHSUHVHQFHRILPSRUWDQWRSHUDWLQJDQGPDLQWHQDQFH VHUYLFLQJ LQVWUXFWLRQVLQWKHOLWHUDWXUHDFFRPSDQ\LQJWKHSURGXFW